Facial expressions of emotion are innate, not learned, says new stud

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Facial expressions of emotion are hardwired into our genes, according to a study published today in the Journal of Personality and Social Psychology. The research suggests that facial expressions of emotion are innate rather than a product of cultural learning. The study is the first of its kind to demonstrate that sighted and blind individuals use the same facial expressions, producing the same facial muscle movements in response to specific emotional stimuli.

The study also provides new insight into how humans manage emotional displays according to social context, suggesting that the ability to regulate emotional expressions is not learned through observation.

San Francisco State University Psychology Professor David Matsumoto compared the facial expressions of sighted and blind judo athletes at the 2004 Summer Olympics and Paralympic Games. More than 4,800 photographs were captured and analyzed, including images of athletes from 23 countries.

"The statistical correlation between the facial expressions of sighted and blind individuals was almost perfect,” Matsumoto said. “This suggests something genetically resident within us is the source of facial expressions of emotion.”

Matsumoto found that sighted and blind individuals manage their expressions of emotion in the same way according to social context. For example, because of the social nature of the Olympic medal ceremonies, 85 percent of silver medalists who lost their medal matches produced “social smiles” during the ceremony. Social smiles use only the mouth muscles whereas true smiles, known as Duchenne smiles, cause the eyes to twinkle and narrow and the cheeks to rise.

“Losers pushed their lower lip up as if to control the emotion on their face and many produced social smiles,” Matsumoto said. “Individuals blind from birth could not have learned to control their emotions in this way through visual learning so there must be another mechanism. It could be that our emotions, and the systems to regulate them, are vestiges of our evolutionary ancestry. It’s possible that in response to negative emotions, humans have developed a system that closes the mouth so that they are prevented from yelling, biting or throwing insults.”

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David Matsumoto is professor of psychology at San Francisco State University. Matsumoto co-authored the paper with Bob Willingham from the Center for Psychological Studies.

“Spontaneous Facial Expressions of Emotion in Congenitally and Non-Congenitally Blind Individuals” will be published in the January issue of The Journal of Personality and Social Psychology, Vol. 96, No.1.

A copy of the paper is available on request.

Contact: Nan Broadbent

415-338-7108
San Francisco State University

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